Legal
Imprint
Company information, regulatory supervision and global licences of StoneX Group entities.
Company information
StoneX Luxembourg
- Registered office
- Bâtiment Espace Strassen
5, rue des Primeurs
L-2361 Luxembourg
Grand Duchy of Luxembourg - Postal address
- Bâtiment Espace Strassen, 5, rue des Primeurs, L-2361 Luxembourg
- General inquiries
- Email: info@stonex-fin.eu
Telephone: +352 20 33 45 00
Legal form & supervision
- Legal form and registration
- StoneX Luxembourg is a société anonyme (S.A.) registered with the Luxembourg Trade and Companies Register (Registre de Commerce et des Sociétés) under registration number B-XXXXXX.
- Regulatory authority
- Commission de Surveillance du Secteur Financier (CSSF)
283, route d'Arlon, L-1150 Luxembourg
Tel: +352 26 251-1 · www.cssf.lu - VAT identification
- LU XXXXXXXX
Governance
- Management
- Managing Directors of StoneX Luxembourg are appointed in accordance with the firm's articles of association and applicable CSSF authorisation requirements.
- Professional indemnity insurance
- StoneX Luxembourg holds professional indemnity insurance in accordance with applicable regulatory requirements. Details of the insurer and geographic scope of coverage are available upon request.
- Responsible for content
- In accordance with applicable Luxembourg law, the person responsible for the content of this website is the Managing Director of StoneX Luxembourg, at the registered office address above.
- Dispute resolution
- Clients and users are encouraged to contact us in the first instance using the details above. Where a dispute cannot be resolved directly, clients may have recourse to applicable out-of-court dispute resolution mechanisms under Luxembourg law and applicable EU consumer and financial services legislation.
Global regulatory licences
StoneX Group operates through regulated entities across major financial jurisdictions. The licences and registrations below identify the regulator, the registered entity and, where publicly disclosed, the relevant reference number.
| Jurisdiction | Regulator | Reference | Entity |
|---|---|---|---|
| United States | SEC | CRD/FINRA 45993 | StoneX Financial Inc. SEC registration as a broker-dealer. |
| United States | FINRA | 45993 | StoneX Financial Inc. FINRA Member. |
| United States | CFTC | FCM / CTA registration | StoneX Financial Inc. The CFTC does not use a single public licence number like the FCA or ASIC; firms are listed as registered FCM / CTA / Swap Dealer. |
| United States | NFA | 0476094 | StoneX Financial Inc. NFA Member ID. |
| United Kingdom | FCA | FRN 446717 | StoneX Financial Ltd. |
| Germany | BaFin | BaFin-ID 10141964 | StoneX Financial GmbH Payment services. |
| Germany | BaFin | BaK No. 161361 | StoneX Financial Europe GmbH Investment Firm (Wertpapierinstitut). This is the licence relevant to the Luxembourg branch. |
| Australia | ASIC | AFSL 345646 | StoneX Financial Pty Ltd. |
| Singapore | MAS | Capital Markets Services Licence | StoneX Financial Pte Ltd. StoneX publicly states the licence type but does not publish the licence number in regulatory disclosures. |
| Japan | FSA Japan | Kanto Local Finance Bureau (FIBO) No. 291 | Type I Financial Instruments Business Operator |
| Canada | CIRO | CIRO Member (number not publicly listed on the StoneX site) | StoneX Financial (Canada) Inc. |
| Brazil | CVM | Authorised by the CVM as broker-dealer and asset manager | StoneX Brazil StoneX names the regulator but does not publish the registration number. |
| United Arab Emirates | DFSA | DIFC Company No. 2546 | StoneX Financial (DIFC) Limited DFSA-regulated firm; StoneX publicly states the DIFC company number, not the DFSA licence number. |
References are provided for transparency. Where a regulator does not publish a single licence number, the type of authorisation is shown instead. For the most current authorisation status, please consult the relevant regulator's public register.
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