Legal

Imprint

Company information, regulatory supervision and global licences of StoneX Group entities.

Company information

StoneX Luxembourg

Registered office
Bâtiment Espace Strassen
5, rue des Primeurs
L-2361 Luxembourg
Grand Duchy of Luxembourg
Postal address
Bâtiment Espace Strassen, 5, rue des Primeurs, L-2361 Luxembourg
General inquiries
Email: info@stonex-fin.eu
Telephone: +352 20 33 45 00

Legal form & supervision

Legal form and registration
StoneX Luxembourg is a société anonyme (S.A.) registered with the Luxembourg Trade and Companies Register (Registre de Commerce et des Sociétés) under registration number B-XXXXXX.
Regulatory authority
Commission de Surveillance du Secteur Financier (CSSF)
283, route d'Arlon, L-1150 Luxembourg
Tel: +352 26 251-1 · www.cssf.lu
VAT identification
LU XXXXXXXX

Governance

Management
Managing Directors of StoneX Luxembourg are appointed in accordance with the firm's articles of association and applicable CSSF authorisation requirements.
Professional indemnity insurance
StoneX Luxembourg holds professional indemnity insurance in accordance with applicable regulatory requirements. Details of the insurer and geographic scope of coverage are available upon request.
Responsible for content
In accordance with applicable Luxembourg law, the person responsible for the content of this website is the Managing Director of StoneX Luxembourg, at the registered office address above.
Dispute resolution
Clients and users are encouraged to contact us in the first instance using the details above. Where a dispute cannot be resolved directly, clients may have recourse to applicable out-of-court dispute resolution mechanisms under Luxembourg law and applicable EU consumer and financial services legislation.

Global regulatory licences

StoneX Group operates through regulated entities across major financial jurisdictions. The licences and registrations below identify the regulator, the registered entity and, where publicly disclosed, the relevant reference number.

JurisdictionRegulatorReferenceEntity
United StatesSECCRD/FINRA 45993
StoneX Financial Inc.
SEC registration as a broker-dealer.
United StatesFINRA45993
StoneX Financial Inc.
FINRA Member.
United StatesCFTCFCM / CTA registration
StoneX Financial Inc.
The CFTC does not use a single public licence number like the FCA or ASIC; firms are listed as registered FCM / CTA / Swap Dealer.
United StatesNFA0476094
StoneX Financial Inc.
NFA Member ID.
United KingdomFCAFRN 446717
StoneX Financial Ltd.
GermanyBaFinBaFin-ID 10141964
StoneX Financial GmbH
Payment services.
GermanyBaFinBaK No. 161361
StoneX Financial Europe GmbH
Investment Firm (Wertpapierinstitut). This is the licence relevant to the Luxembourg branch.
AustraliaASICAFSL 345646
StoneX Financial Pty Ltd.
SingaporeMASCapital Markets Services Licence
StoneX Financial Pte Ltd.
StoneX publicly states the licence type but does not publish the licence number in regulatory disclosures.
JapanFSA JapanKanto Local Finance Bureau (FIBO) No. 291
Type I Financial Instruments Business Operator
CanadaCIROCIRO Member (number not publicly listed on the StoneX site)
StoneX Financial (Canada) Inc.
BrazilCVMAuthorised by the CVM as broker-dealer and asset manager
StoneX Brazil
StoneX names the regulator but does not publish the registration number.
United Arab EmiratesDFSADIFC Company No. 2546
StoneX Financial (DIFC) Limited
DFSA-regulated firm; StoneX publicly states the DIFC company number, not the DFSA licence number.

References are provided for transparency. Where a regulator does not publish a single licence number, the type of authorisation is shown instead. For the most current authorisation status, please consult the relevant regulator's public register.

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